Kelli Keough - Jul 25, 2024 Form 3 Insider Report for SoFi Technologies, Inc. (SOFI)

Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jul 25, 2024
Transactions value $
$0
Form type
3
Date filed
8/2/2024, 06:12 PM
Next filing
Aug 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SOFI Common Stock 139K Jul 25, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SOFI Restricted Stock Unit Jul 25, 2024 Common Stock 397K Direct F1, F2
holding SOFI Restricted Stock Unit Jul 25, 2024 Common Stock 909K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 6.5% on the three month anniversary of the vesting commencement date falling in March 2024, and vests as to 6.25% quarterly thereafter for the following fifteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F3 Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 12.5% on the six month anniversary of the vesting commencement date falling in March 2023, and vests as to 6.25% quarterly thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.