Stephen Simcock - Jul 8, 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: General Counsel
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Jul 8, 2024
Transactions value $: $0
Form type: 4
Date filed: 7/10/2024, 06:00 PM
Previous filing: Jul 5, 2024
Next filing: Dec 18, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Award		+1.14M			1.14M	Jul 8, 2024	Common Stock	1.14M		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2	Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years beginning with the quarterly vesting date in June 2024 (the "vesting commencement date") as follows: twelve and a half percent (12.5%) of the award shall vest six months after the vesting commencement date and six and twenty-five hundredths percent (6.25%) shall vest in equal installments each quarter thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Content

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years beginning with the quarterly vesting date in June 2024 (the "vesting commencement date") as follows: twelve and a half percent (12.5%) of the award shall vest six months after the vesting commencement date and six and twenty-five hundredths percent (6.25%) shall vest in equal installments each quarter thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.