Anthony Noto - 14 Jun 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 14 Jun 2024
Net transactions value: -$3,444,778
Form type: 4
Filing time: 18 Jun 2024, 20:34:40 UTC
Previous filing: 28 May 2024
Next filing: 18 Sep 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+960,346	+12%		9,082,190	14 Jun 2024	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$3,444,778	-506,585	-5.6%	$6.80	8,575,605	14 Jun 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-960,346	-15%	$0.000000	5,649,376	14 Jun 2024	Common Stock	960,346		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024.