Anthony Noto - 14 Mar 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 14 Mar 2024
Net transactions value: -$3,208,433
Form type: 4
Filing time: 18 Mar 2024, 21:53:49 UTC
Previous filing: 13 Mar 2024
Next filing: 24 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+824,179	+11%		8,439,341	14 Mar 2024	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$3,208,433	-434,747	-5.2%	$7.38	8,004,594	14 Mar 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-824,179	-11%	$0.000000	6,609,722	14 Mar 2024	Common Stock	824,179		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.