Robert S. Lavet - 06 Feb 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: General Counsel
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 06 Feb 2024
Net transactions value: -$89,230
Form type: 4
Filing time: 08 Feb 2024, 18:32:22 UTC
Previous filing: 18 Dec 2023
Next filing: 18 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise	$10,144	+24,742	+1.6%	$0.4100^*	1,529,741	06 Feb 2024	Direct
transaction	SOFI	Common Stock	Tax liability	$99,374	-12,724	-0.83%	$7.81	1,517,017	06 Feb 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Stock Options (right to buy)	Options Exercise	$0	-24,742	-100%	$0.000000^*	0	06 Feb 2024	Common Stock	24,742	$0.4100	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F2	Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.