Anthony Noto - Dec 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Dec 14, 2023
Transactions value $: -$3,374,823
Form type: 4
Date filed: 12/18/2023, 08:37 PM
Previous filing: Nov 21, 2023
Next filing: Feb 7, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+731K	+10.06%		7.99M	Dec 14, 2023	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$3.37M	-377K	-4.72%	$8.94	7.62M	Dec 14, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-731K	-12.21%	$0.00	5.26M	Dec 14, 2023	Common Stock	731K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.