Christopher Lapointe - Dec 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CFO and PAO
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Dec 14, 2023
Transactions value $
-$825,833
Form type
4
Date filed
12/18/2023, 08:35 PM
Previous filing
Nov 9, 2023
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +179K +21.62% 1.01M Dec 14, 2023 Direct F1
transaction SOFI Common Stock Tax liability -$826K -92.4K -9.18% $8.94 914K Dec 14, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -179K -14.26% $0.00 1.08M Dec 14, 2023 Common Stock 179K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023.