| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOFI | Common Stock | +Options Exercise | +194,986 | +28.54% | 878,261 | Jun 14, 2023 | Direct | F1 | ||
| transaction | SOFI | Common Stock | -Sell | -$1,938,120 | -200,000 | -22.77% | $9.69 | 678,261 | Jun 14, 2023 | Direct | F2 |
| transaction | SOFI | Common Stock | -Tax liability | -$862,246 | -94,586 | -13.95% | $9.12 | 583,675 | Jun 15, 2023 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOFI | Restricted Stock Unit | -Options Exercise | $0 | -194,986 | -11.87% | $0.00 | 1,448,047 | Jun 14, 2023 | Common Stock | 194,986 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| F2 | The reported transactions were executed in multiple trades. The sale price of $9.6906 reported in Column 4 is the weighted average sale price for the 200,000 shares disposed of by the Reporting Person within a range of $9.36 to $9.92 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. |
| F3 | Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| F4 | Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, July 20, 2022 and March 22, 2023. |