Anthony Noto - 14 Jun 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 14 Jun 2023
Net transactions value: -$3,601,331
Form type: 4
Filing time: 16 Jun 2023, 18:11:27 UTC
Previous filing: 15 May 2023
Next filing: 18 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+730,873	+11%		7,219,412	14 Jun 2023	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$3,601,331	-377,498	-5.2%	$9.54	6,841,914	14 Jun 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-730,873	-9.8%	$0.000000	6,716,995	14 Jun 2023	Common Stock	730,873		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.