Aaron Webster - Mar 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Risk Officer
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Mar 14, 2023
Transactions value $
-$395,051
Form type
4
Date filed
3/16/2023, 07:22 PM
Previous filing
Dec 16, 2022
Next filing
Mar 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +154,147 +25.57% 757,075 Mar 14, 2023 Direct F1
transaction SOFI Common Stock -Tax liability -$395,051 -73,800 -9.75% $5.35 683,275 Mar 15, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit -Options Exercise $0 -154,147 -11.79% $0.00 1,152,957 Mar 14, 2023 Common Stock 154,147 Direct F1, F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and July 20, 2022.