Anthony Noto - Mar 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Mar 14, 2023
Transactions value $: -$1,591,869
Form type: 4
Date filed: 3/16/2023, 07:21 PM
Previous filing: Mar 10, 2023
Next filing: Mar 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+561K	+9.38%		6.55M	Mar 14, 2023	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$1.59M	-290K	-4.43%	$5.49	6.26M	Mar 14, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-561K	-9.39%	$0.00	5.41M	Mar 14, 2023	Common Stock	561K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022.