Anthony Noto - Mar 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Executive Officer, Director
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Mar 14, 2023
Transactions value $
-$1,591,869
Form type
4
Date filed
3/16/2023, 07:21 PM
Previous filing
Mar 10, 2023
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +561 K +9.38% 6.55 M Mar 14, 2023 Direct F1
transaction SOFI Common Stock Tax liability -$1.59 M -290 K -4.43% $5.49 6.26 M Mar 14, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -561 K -9.39% $0.00 5.41 M Mar 14, 2023 Common Stock 561 K Direct F1, F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022.