Aaron Webster - Sep 14, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Risk Officer
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Sep 14, 2022
Transactions value $
-$400,729
Form type
4
Date filed
9/16/2022, 08:07 PM
Previous filing
Jul 20, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +141,914 +31.43% 593,411 Sep 14, 2022 Direct F1
transaction SOFI Common Stock -Tax liability -$400,729 -68,618 -11.56% $5.84 524,793 Sep 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit -Options Exercise $0 -141,914 -8.92% $0.00 1,449,021 Sep 14, 2022 Common Stock 141,914 Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, and July 20, 2022.