Assaf Ronen - Jun 14, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Product Officer
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 14, 2022
Transactions value $
-$221,958
Form type
4
Date filed
6/16/2022, 06:45 PM
Previous filing
Mar 25, 2022
Next filing
Sep 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +95.5 K +16.52% 674 K Jun 14, 2022 Direct F1
transaction SOFI Common Stock Tax liability -$222 K -37.7 K -5.6% $5.88 636 K Jun 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Common Stock Options Exercise $0 -95.5 K -16.41% $0.00 486 K Jun 14, 2022 Common Stock 95.5 K Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.