Christopher Lapointe - Jun 14, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CFO and PAO
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 14, 2022
Transactions value $
-$396,059
Form type
4
Date filed
6/16/2022, 06:11 PM
Previous filing
Mar 25, 2022
Next filing
Sep 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +136K +33.15% 546K Jun 14, 2022 Direct F1
transaction SOFI Common Stock Tax liability -$396K -67.4K -12.34% $5.88 478K Jun 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Common Stock Options Exercise $0 -136K -10.57% $0.00 1.15M Jun 14, 2022 Common Stock 136K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.