| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASO | Common Stock | Options Exercise | $861K | +49.8K | +45.06% | $17.30 | 160K | Oct 12, 2023 | Direct | |
| transaction | ASO | Common Stock | Tax liability | -$1.39M | -31.3K | -19.56% | $44.45 | 129K | Oct 12, 2023 | Direct | F1 |
| transaction | ASO | Common Stock | Options Exercise | $767K | +28.4K | +22.06% | $26.99 | 157K | Oct 12, 2023 | Direct | |
| transaction | ASO | Common Stock | Tax liability | -$961K | -21.7K | -13.79% | $44.31 | 136K | Oct 12, 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASO | Stock Options (Right to Buy) | Options Exercise | $0 | -49.8K | -100% | $0.00 | 0 | Oct 12, 2023 | Common Stock | 49.8K | $17.30 | Direct | F2 |
| transaction | ASO | Stock Options (Right to Buy) | Options Exercise | $0 | -28.4K | -50% | $0.00 | 28.4K | Oct 12, 2023 | Common Stock | 28.4K | $26.99 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Reflects net settlement of shares to cover the cost of exercise and tax withholding obligations arising from the stock option exercise reported above. |
| F2 | These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. |
| F3 | Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan"). |
| F4 | On March 31, 2021, the Report Person was granted 56,843 time-based options. 50% of these time-based options have vested and the remaining 50% will vest in two equal installments on each March 31, 2024 and March 31, 2025. |