William S. Ennis - Nov 18, 2021 Form 4 Insider Report for Academy Sports & Outdoors, Inc. (ASO)

Role
SVP & CHRO
Signature
/s/ Gary Holland, Attorney-in-fact
Stock symbol
ASO
Transactions as of
Nov 18, 2021
Transactions value $
-$3,154,992
Form type
4
Date filed
11/19/2021, 05:45 PM
Previous filing
Sep 10, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASO Common Stock Options Exercise $484K +29.4K +91.55% $16.48 61.5K Nov 18, 2021 Direct F1, F2
transaction ASO Common Stock Sale -$1.46M -29.4K -47.79% $49.70 32.1K Nov 18, 2021 Direct F1, F3
transaction ASO Common Stock Options Exercise $516K +30.9K +96.28% $16.70 63K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$1.54M -30.9K -49.05% $49.70 32.1K Nov 18, 2021 Direct F1, F4
transaction ASO Common Stock Options Exercise $457K +27.4K +85.23% $16.70 59.5K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$1.36M -27.4K -46.01% $49.70 32.1K Nov 18, 2021 Direct F1, F5
transaction ASO Common Stock Options Exercise $32.3K +1.93K +6.02% $16.70 34K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$96.1K -1.93K -5.68% $49.73 32.1K Nov 18, 2021 Direct F1, F3
transaction ASO Common Stock Options Exercise $32.3K +1.93K +6.02% $16.70 34K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$96.1K -1.93K -5.68% $49.72 32.1K Nov 18, 2021 Direct F1, F6
transaction ASO Common Stock Options Exercise $32.3K +1.93K +6.02% $16.70 34K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$96.1K -1.93K -5.68% $49.73 32.1K Nov 18, 2021 Direct F1, F7
transaction ASO Common Stock Options Exercise $32.3K +1.93K +6.02% $16.70 34K Nov 18, 2021 Direct F1
transaction ASO Common Stock Sale -$96.1K -1.93K -5.68% $49.72 32.1K Nov 18, 2021 Direct F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -29.4K -100% $0.00* 0 Nov 18, 2021 Common Stock 29.4K $16.48 Direct F1, F9
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -30.9K -100% $0.00* 0 Nov 18, 2021 Common Stock 30.9K $16.70 Direct F1, F9
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -27.4K -100% $0.00* 0 Nov 18, 2021 Common Stock 27.4K $16.70 Direct F1, F9
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -1.93K -14.13% $0.00 11.8K Nov 18, 2021 Common Stock 1.93K $16.70 Direct F1, F10
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -1.93K -16.45% $0.00 9.82K Nov 18, 2021 Common Stock 1.93K $16.70 Direct F1, F10
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -1.93K -19.69% $0.00 7.88K Nov 18, 2021 Common Stock 1.93K $16.70 Direct F1, F10
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -1.93K -24.51% $0.00 5.95K Nov 18, 2021 Common Stock 1.93K $16.70 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Includes shares of Common Stock acquired under the Issuer's employee stock purchase plan.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.56 to $49.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F9 These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.
F10 These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.