Michael Alfred - 17 Sep 2025 Form 3/A - Amendment Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director
Signature
/s/ Paul Simmons Attorney-in-Fact for Michael Alfred
Issuer symbol
BKKT
Transactions as of
17 Sep 2025
Transactions value $
$0
Form type
3/A - Amendment
Filing time
29 Sep 2025, 17:50:16
Date Of Original Report
26 Sep 2025
Previous filing
03 Jul 2025
Next filing
30 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ALFRED MICHAEL Director C/O BAKKT HOLDINGS, INC., 1 LIBERTY ST FL 3 STE 305-306, NEW YORK /s/ Paul Simmons Attorney-in-Fact for Michael Alfred 29 Sep 2025 0001816739

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BKKT Class A Common Stock 19.3K 17 Sep 2025 Direct F1
holding BKKT Class A Common Stock 40K 17 Sep 2025 By Alpine Fox LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date.
F2 Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.