Teri Loxam - 01 Mar 2024 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Financial Officer
Signature
/s/ Meredith Prithviraj by Power of Attorney for Teri Loxam
Issuer symbol
CMPS
Transactions as of
01 Mar 2024
Net transactions value
$0
Form type
4
Filing time
05 Mar 2024, 17:06:24 UTC
Previous filing
15 Jun 2023
Next filing
10 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +62,718 $0.000000 62,718 01 Mar 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +117,643 $0.000000 117,643 01 Mar 2024 Ordinary Shares 117,643 $11.48 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on March 1, 2025.
F3 25% of the shares underlying this option vest and become exercisable on March 1, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

EXHIBIT LIST: EX-24 Teri Loxam - POA