Kabir Nath - Feb 1, 2024 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Executive Officer, Director
Signature
/s/ Meredith Prithviraj by Power of Attorney for Kabir Nath
Stock symbol
CMPS
Transactions as of
Feb 1, 2024
Transactions value $
-$34,391
Form type
4
Date filed
2/5/2024, 05:12 PM
Previous filing
Aug 24, 2023
Next filing
Aug 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +92K +132.55% $0.00 161K Feb 1, 2024 Direct F1, F2
transaction CMPS Ordinary Shares Tax liability -$34.4K -3.16K -1.96% $10.89 158K Feb 2, 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +275K $0.00 275K Feb 1, 2024 Ordinary Shares 275K $11.34 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2025.
F3 Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.
F4 This Option shall vest in forty-eight equal monthly installments beginning on March 1, 2024.