| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMPS | Ordinary Shares | Sale | -$22.3K | -2.86K | -0.07% | $7.82 | 4.26M | Dec 13, 2023 | Direct | F1, F2 |
| transaction | CMPS | Ordinary Shares | Sale | -$22.3K | -2.86K | -0.07% | $7.82 | 4.27M | Dec 13, 2023 | By: Spouse | F1, F3, F4 |
| transaction | CMPS | Ordinary Shares | Sale | -$10.8K | -1.38K | -0.03% | $7.81 | 4.26M | Dec 14, 2023 | Direct | F1, F2 |
| transaction | CMPS | Ordinary Shares | Sale | -$10.8K | -1.38K | -0.03% | $7.81 | 4.27M | Dec 14, 2023 | By: Spouse | F1, F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
| F2 | The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. |
| F3 | The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. |
| F4 | Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |