George Jay Goldsmith - 01 Nov 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Signature
/s/ Meredith Prithviraj by Power-of-Attorney for George Jay Goldsmith
Issuer symbol
CMPS
Transactions as of
01 Nov 2023
Net transactions value
-$17,317
Form type
4
Filing time
02 Nov 2023, 09:04:34 UTC
Previous filing
03 Aug 2023
Next filing
15 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Tax liability $8,497 -1,470 -0.03% $5.78 4,270,099 01 Nov 2023 Direct F1, F2
transaction CMPS Ordinary Shares Tax liability $8,820 -1,526 -0.04% $5.78 4,267,441 01 Nov 2023 By: Spouse F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.
F3 Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.