Mary-Rose Hughes - 26 Oct 2023 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Interim CFO
Signature
/s/ Meredith Prithviraj, Attorney-in-Fact
Issuer symbol
CMPS
Transactions as of
26 Oct 2023
Net transactions value
$0
Form type
3
Filing time
27 Oct 2023, 16:32:30 UTC
Next filing
05 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPS Ordinary Shares 1,232 26 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 17,936 $0.0100 Direct F1, F2
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 5,500 $42.00 Direct F1, F3
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 2,000 $0.0100 Direct F1, F4
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 11,900 $15.75 Direct F1, F5
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 4,900 $0.0100 Direct F1, F6
holding CMPS Share Option (Right to Buy) 26 Oct 2023 Ordinary Shares 29,250 $10.85 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 25% of the shares underlying this share option vested on September 18, 2020, with the remaining shares vesting in thirty-six equal monthly installments thereafter.
F3 25% of the shares underlying this share option vested and became exercisable on January 13, 2022, with the remainder vesting in thirty-six equal monthly installments thereafter.
F4 25% of the shares underlying this share option vested and became exercisable on February 1, 2023, with the remainder vesting in three equal annual installments thereafter.
F5 This share option vests in forty-eight equal monthly installments beginning on March 1, 2022.
F6 This share option shall vest in four equal annual installments commencing on February 2, 2024.
F7 This share option vests in forty-eight equal monthly installments beginning on March 2, 2023.

Remarks:

Exhibit 24 - Power of Attorney