Guy Goodwin - Feb 2, 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Signature
/s/ Meredith Prithviraj by Power of Attorney for Guy Goodwin
Stock symbol
CMPS
Transactions as of
Feb 2, 2023
Transactions value $
$0
Form type
4
Date filed
2/3/2023, 03:25 PM
Previous filing
Apr 6, 2022
Next filing
Feb 5, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +63.9K $0.00 63.9K Feb 2, 2023 Ordinary Shares 63.9K $10.85 Direct F1, F2
transaction CMPS Share Option (Right to Buy) Award $0 +10.8K +100% $0.00 21.6K Feb 2, 2023 Ordinary Shares 10.8K $0.01 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.
F2 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F3 The nominal share option shall vest in four equal annual installments beginning on February 2, 2024.

Remarks:

EXHIBIT LIST: EX-24 Goodwin - POA