Guy Goodwin - 02 Feb 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Medical Officer
Signature
/s/ Meredith Prithviraj by Power of Attorney for Guy Goodwin
Issuer symbol
CMPS
Transactions as of
02 Feb 2023
Net transactions value
$0
Form type
4
Filing time
03 Feb 2023, 15:25:58 UTC
Previous filing
06 Apr 2022
Next filing
05 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +63,900 $0.000000 63,900 02 Feb 2023 Ordinary Shares 63,900 $10.85 Direct F1, F2
transaction CMPS Share Option (Right to Buy) Award $0 +10,800 +100% $0.000000 21,600 02 Feb 2023 Ordinary Shares 10,800 $0.0100 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.
F2 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F3 The nominal share option shall vest in four equal annual installments beginning on February 2, 2024.

Remarks:

EXHIBIT LIST: EX-24 Goodwin - POA