Michael Falvey - 02 Feb 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Financial Officer
Signature
/s/ Meredith Prithviraj by power of attorney for Michael Falvey
Issuer symbol
CMPS
Transactions as of
02 Feb 2023
Net transactions value
$0
Form type
4
Filing time
03 Feb 2023, 15:25:09 UTC
Previous filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +22,500 $0.000000 22,500 02 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +45,000 $0.000000 45,000 02 Feb 2023 Ordinary Shares 45,000 $10.85 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.
F3 The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

Remarks:

EXHIBIT LIST: EX-24 Michael Falvey - POA