Kabir Nath - Aug 1, 2022 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Signature
/s/ Meredith Prithviraj, Attorney-in-Fact
Stock symbol
CMPS
Transactions as of
Aug 1, 2022
Transactions value $
$0
Form type
4
Date filed
8/3/2022, 07:22 AM
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +50K $0.00 50K Aug 1, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +600K $0.00 600K Aug 1, 2022 Ordinary Shares 600K $14.94 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents a grant of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest as to one-fourth of the shares underlying the RSUs on August 1, 2023 and as to the remaining three-fourths in equal monthly installments over the following 36 months.
F3 This non-qualified share option was granted by the Issuer as a material inducement to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4).
F4 The RSUs vest in four equal annual installments, with the first installment vesting on August 1, 2023.