David Y. Norton - 29 Mar 2022 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Director
Signature
/s/ Daniel Maalo by Power of Attorney for David York Norton
Issuer symbol
CMPS
Transactions as of
29 Mar 2022
Net transactions value
-$42,232
Form type
4
Filing time
31 Mar 2022, 14:12:22 UTC
Previous filing
03 Jan 2022
Next filing
21 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Sale $42,232 -3,384 -14% $12.48 20,356 29 Mar 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Shares were sold to satisfy payment of a tax liability upon Restricted Share Units ("RSUs") vesting.
F3 Includes 23,740 RSUs granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. 25% of the RSUs vested on August 12, 2021, with the remainder vesting in twelve equal quarterly installments thereafter.