Dawn Whaley - Jun 9, 2023 Form 4 Insider Report for Sharecare, Inc. (SHCR)

Role
President, CMO
Signature
/s/ Christie J. Miller, Attorney-in-fact for the reporting person
Stock symbol
SHCR
Transactions as of
Jun 9, 2023
Transactions value $
$0
Form type
4
Date filed
6/13/2023, 08:31 PM
Previous filing
Jan 27, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHCR Common Stock Award $0 +97.7K +26.37% $0.00 468K Jun 9, 2023 Direct F1
holding SHCR Common Stock 551K Jun 9, 2023 By Queen B Family Management Company, LLLP F2
holding SHCR Common Stock 960K Jun 9, 2023 By Arnold Media Group, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units ("RSUs") in lieu of guaranteed cash base salary (as elected by the individual) as more fully described in the Company?s Form 8-K filed on May 31, 2023. Such RSUs vest twenty-five percent (25%) each on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, respectively, provided that reporting person is still employed by the Company or an affiliate thereof through the applicable vesting date.
F2 The reporting person is the beneficial owner and has sole voting and investment power over the securities reported herein held by this entity.