Adam London - 13 Sep 2023 Form 4 Insider Report for Astra Space, Inc.

Signature
/s/ Adam London
Issuer symbol
N/A
Transactions as of
13 Sep 2023
Net transactions value
$0
Form type
4
Filing time
03 Oct 2023, 18:22:40 UTC
Previous filing
17 Aug 2023
Next filing
17 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASTR Class A Common Stock 22,490 13 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASTR Class B Common Stock 1,896,237 13 Sep 2023 Class A Common Stock 1,896,237 Direct F1, F2
holding ASTR Employee stock option (right to buy) 43,386 13 Sep 2023 Class A Common Stock 43,386 $135.60 Direct F3, F4
holding ASTR Employee stock option (right to buy) 14,461 13 Sep 2023 Class A Common Stock 14,461 $78.15 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023.
F2 Each share of Class B Common Stock is convertible into one (1) fully paid and nonassessable share of Class A Common Stock at the option of the holder thereof at any time upon written notice to the Company. Each applicable share of Class B Common Stock shall automatically convert into one (1) fully paid and nonassessable share of Class A Common Stock upon the occurrence of certain events pursuant to the Company's Second Amended and Restated Certificate of Incorporation, as amended from time to time.
F3 The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023.
F4 Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.
F5 Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.