Adam London - Sep 13, 2023 Form 4 Insider Report for Astra Space, Inc. (ASTR)

Role
Chief Technology Officer
Signature
/s/ Adam London
Stock symbol
ASTR
Transactions as of
Sep 13, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 06:22 PM
Previous filing
Aug 17, 2023
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding ASTR Class A Common Stock 22.5K Sep 13, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASTR Class B Common Stock 1.9M Sep 13, 2023 Class A Common Stock 1.9M Direct F1, F2
holding ASTR Employee stock option (right to buy) 43.4K Sep 13, 2023 Class A Common Stock 43.4K $135.60 Direct F3, F4
holding ASTR Employee stock option (right to buy) 14.5K Sep 13, 2023 Class A Common Stock 14.5K $78.15 Direct F3, F5

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023.
F2 Each share of Class B Common Stock is convertible into one (1) fully paid and nonassessable share of Class A Common Stock at the option of the holder thereof at any time upon written notice to the Company. Each applicable share of Class B Common Stock shall automatically convert into one (1) fully paid and nonassessable share of Class A Common Stock upon the occurrence of certain events pursuant to the Company's Second Amended and Restated Certificate of Incorporation, as amended from time to time.
F3 The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023.
F4 Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.
F5 Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.