| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ASTR | Class A Common Stock | 22,490 | 13 Sep 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ASTR | Class B Common Stock | 1,896,237 | 13 Sep 2023 | Class A Common Stock | 1,896,237 | Direct | F1, F2 | ||||||
| holding | ASTR | Employee stock option (right to buy) | 43,386 | 13 Sep 2023 | Class A Common Stock | 43,386 | $135.60 | Direct | F3, F4 | |||||
| holding | ASTR | Employee stock option (right to buy) | 14,461 | 13 Sep 2023 | Class A Common Stock | 14,461 | $78.15 | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023. |
| F2 | Each share of Class B Common Stock is convertible into one (1) fully paid and nonassessable share of Class A Common Stock at the option of the holder thereof at any time upon written notice to the Company. Each applicable share of Class B Common Stock shall automatically convert into one (1) fully paid and nonassessable share of Class A Common Stock upon the occurrence of certain events pursuant to the Company's Second Amended and Restated Certificate of Incorporation, as amended from time to time. |
| F3 | The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023. |
| F4 | Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025. |
| F5 | Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025. |