Gil Aharon - 18 Apr 2024 Form 4/A Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Aharon Gil
Issuer symbol
DCTH
Transactions as of
18 Apr 2024
Net transactions value
+$6,199
Form type
4/A
Filing time
16 May 2024, 14:05:35 UTC
Date Of Original Report
16 May 2024
Previous filing
20 Mar 2024
Next filing
28 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCTH Common Shares Exercise of in-the-money or at-the-money derivative security $6,199 +619,946 +30% $0.0100* 2,681,271 18 Apr 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F1, F2
transaction DCTH Common Shares Conversion of derivative security $0 +991,615 +59% $0.000000 2,681,271 18 Apr 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 619,946 common shares acquired via exercise of pre-funded warrants at $0.01
F2 Reporting Person disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F3 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares.