| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DCTH | Common Shares | Exercise of in-the-money or at-the-money derivative security | $3,843,330,429 | +619,946 | +30% | $6199.46* | 2,681,271 | 18 Apr 2024 | By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds | F1, F2 |
| transaction | DCTH | Common Shares | Conversion of derivative security | $0 | +991,615 | +59% | $0.000000 | 2,681,271 | 18 Apr 2024 | By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds | F2, F3 |
| Id | Content |
|---|---|
| F1 | 619,946 common shares acquired via exercise of pre-funded warrants at $0.01 |
| F2 | Reporting Person disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| F3 | 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares. |