Aharon Gil - Apr 18, 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Aharon Gil
Stock symbol
DCTH
Transactions as of
Apr 18, 2024
Transactions value $
$3,843,330,429
Form type
4
Date filed
5/16/2024, 01:09 PM
Previous filing
Mar 20, 2024
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCTH Common Shares Exercise of in-the-money or at-the-money derivative security $3.84B +620K +30.08% $6,199.46* 2.68M Apr 18, 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F1, F2
transaction DCTH Common Shares Conversion of derivative security $0 +992K +58.69% $0.00 2.68M Apr 18, 2024 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 619,946 common shares acquired via exercise of pre-funded warrants at $0.01
F2 Reporting Person disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F3 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares.