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Signature
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/s/ Nora Go, Attorney-in-fact
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Stock symbol
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U
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Transactions as of
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Sep 6, 2023
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Transactions value $
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-$747,464
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Form type
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4
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Date filed
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9/8/2023, 04:35 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
U |
Common Stock |
Options Exercise |
$47.4K |
+8.13K |
+55.27% |
$5.83* |
22.8K |
Sep 6, 2023 |
Direct |
|
| transaction |
U |
Common Stock |
Options Exercise |
$236K |
+17.6K |
+77.3% |
$13.37 |
40.5K |
Sep 6, 2023 |
Direct |
|
| transaction |
U |
Common Stock |
Sale |
-$1.03M |
-25.8K |
-63.68% |
$40.00 |
14.7K |
Sep 6, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
U |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-8.13K |
-50% |
$0.00 |
8.13K |
Sep 6, 2023 |
Common Stock |
8.13K |
$5.83 |
Direct |
F3 |
| transaction |
U |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-17.6K |
-44.93% |
$0.00 |
21.6K |
Sep 6, 2023 |
Common Stock |
17.6K |
$13.37 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: