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Signature
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/s/ Nora Go, Attorney-in-fact
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Issuer symbol
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U
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Transactions as of
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06 Sep 2023
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Net transactions value
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-$747,464
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Form type
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4
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Filing time
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08 Sep 2023, 16:35:14 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
U |
Common Stock |
Options Exercise |
$47,369 |
+8,125 |
+55% |
$5.83* |
22,825 |
06 Sep 2023 |
Direct |
|
| transaction |
U |
Common Stock |
Options Exercise |
$235,887 |
+17,643 |
+77% |
$13.37 |
40,468 |
06 Sep 2023 |
Direct |
|
| transaction |
U |
Common Stock |
Sale |
$1,030,720 |
-25,768 |
-64% |
$40.00 |
14,700 |
06 Sep 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
U |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-8,125 |
-50% |
$0.000000 |
8,125 |
06 Sep 2023 |
Common Stock |
8,125 |
$5.83 |
Direct |
F3 |
| transaction |
U |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-17,643 |
-45% |
$0.000000 |
21,628 |
06 Sep 2023 |
Common Stock |
17,643 |
$13.37 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: