-
Signature
-
/s/ Nora Go, Attorney-in-fact
-
Issuer symbol
-
U
-
Transactions as of
-
06 Sep 2023
-
Net transactions value
-
-$77,150
-
Form type
-
4
-
Filing time
-
08 Sep 2023, 16:33:20 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
U |
Common Stock |
Options Exercise |
$2,850 |
+2,000 |
|
$1.42* |
2,000 |
06 Sep 2023 |
See footnote |
F1 |
| transaction |
U |
Common Stock |
Sale |
$80,000 |
-2,000 |
-100% |
$40.00 |
0 |
06 Sep 2023 |
See footnote |
F1, F2 |
| holding |
U |
Common Stock |
|
|
|
|
|
3,211,394 |
06 Sep 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
U |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-2,000 |
-0.47% |
$0.000000 |
424,704 |
06 Sep 2023 |
Common Stock |
2,000 |
$1.42 |
See footnote |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: