| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | U | Common Stock | Sale | -$125K | -3.54K | -47.89% | $35.45 | 3.85K | Aug 28, 2023 | By trust | F1 |
| holding | U | Common Stock | 7.81K | Aug 28, 2023 | Direct | ||||||
| holding | U | Common Stock | 708 | Aug 28, 2023 | See footnote | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. |
| F2 | Held by a minor who shares the Reporting Person's household. |