Dennis M. Oates - Nov 11, 2021 Form 4 Insider Report for UNIVERSAL STAINLESS & ALLOY PRODUCTS INC (USAP)

Role
President and Chief Executive
Signature
John Arminas (AIF)
Stock symbol
USAP
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 02:29 PM
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USAP Common Stock Award $0 +42K +38.86% $0.00 150K Nov 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USAP Stock Option (Right to Buy) Award $0 +13K $0.00 13K Nov 11, 2021 Common Stock 13K $9.35 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of Restricted Stock Units will vest 17,500 on 11/11/2023 and 24,500 on 11/11/2025.
F2 3,250 will vest on 11/11/2022, 3,250 will vest on 11/11/2023, 3,250 will vest on 11/11/2024 and 3,250 will vest on 11/11/2025