Mary Yang - 20 Dec 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Strategy Officer
Signature
By: Michelle Rankin For: Mary Yang
Issuer symbol
CIEN
Transactions as of
20 Dec 2021
Net transactions value
-$307,156
Form type
4
Filing time
22 Dec 2021, 15:12:32 UTC
Previous filing
16 Dec 2021
Next filing
20 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $46,699 -627 -1% $74.48 60,116 20 Dec 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $21,301 -286 -0.48% $74.48 59,830 20 Dec 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $92,951 -1,248 -2.1% $74.48 58,582 20 Dec 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $146,204 -1,963 -3.4% $74.48 56,619 20 Dec 2021 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.