Mary Yang - Dec 20, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Strategy Officer
Signature
By: Michelle Rankin For: Mary Yang
Stock symbol
CIEN
Transactions as of
Dec 20, 2021
Transactions value $
-$307,156
Form type
4
Date filed
12/22/2021, 03:12 PM
Previous filing
Dec 16, 2021
Next filing
May 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$46.7K -627 -1.03% $74.48 60.1K Dec 20, 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$21.3K -286 -0.48% $74.48 59.8K Dec 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$93K -1.25K -2.09% $74.48 58.6K Dec 20, 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$146K -1.96K -3.35% $74.48 56.6K Dec 20, 2021 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.