Mary Yang - 20 Jun 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Chief Strategy Officer
Signature
By: Michelle Rankin For: Mary Yang
Issuer symbol
CIEN
Transactions as of
20 Jun 2021
Net transactions value
-$156,827
Form type
4
Filing time
22 Jun 2021, 13:06:05 UTC
Next filing
22 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $140,768 -2,507 -6% $56.15 39,400 20 Jun 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $16,059 -286 -0.73% $56.15 39,114 20 Jun 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 5/5/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.