Sujal M. Patel - Mar 3, 2022 Form 4 Insider Report for Nautilus Biotechnology, Inc. (NAUT)

Signature
/s/ Matthew B. Murphy, as Attorney-in-Fact
Stock symbol
NAUT
Transactions as of
Mar 3, 2022
Transactions value $
$180,890
Form type
4
Date filed
3/4/2022, 04:39 PM
Previous filing
Feb 25, 2022
Next filing
May 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAUT Common Stock Purchase $180K +50K +0.51% $3.60 9.91M Mar 3, 2022 Direct F1
transaction NAUT Common Stock Options Exercise $1K +100 +0% $10.00 9.91M Mar 4, 2022 Direct
holding NAUT Common Stock 5.28M Mar 3, 2022 By PFV I, LLC F2
holding NAUT Common Stock 1.81M Mar 3, 2022 By Sujal Patel 2020 Children's Trust, u/a/d December 3, 2020 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAUT Stock Option (Right to Buy) Options Exercise $0 -100 -0.01% $0.00 789K Mar 3, 2022 Common Stock 100 $10.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average share price of an aggregate total of 50,000 shares purchased in the price range of $3.57 to $3.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 Shares held by PFV I, LLC. The reporting person is the manager of PFV I, LLC.
F3 Shares held by Sujal Patel 2020 Children's Trust, u/a/d December 3, 2020 (the "Patel Trust"). The reporting person and the reporting person's spouse are the trustees of the Patel Trust.
F4 Subject to reporting person's continuous status as a "Service Provider" (as defined in the Nautilus Subsidiary, Inc. 2017 Equity Incentive Plan) through each vesting date, twenty-five percent (25%) of the shares subject to the Option shall vest on the one (1) year anniversary of the Vesting Commencement Date (as defined below), and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). The Vesting Commencement date is January 31, 2021.