PETER D. STAPLE - 10 May 2023 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
Director
Signature
/s/ Sam Schlessinger, attorney in fact for Peter D. Staple
Issuer symbol
ASRT
Transactions as of
10 May 2023
Net transactions value
$0
Form type
4
Filing time
12 May 2023, 18:34:21 UTC
Previous filing
06 May 2022
Next filing
28 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Award $0 +31,194 +11% $0.000000 318,111 10 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Stock Option (right to buy) Award $0 +3,821 $0.000000 3,821 10 May 2023 Common Stock 3,821 $7.55 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units that vest in full on the first anniversary of the grant date and which were granted on the date of the Issuer's 2023 Annual Meeting of Stockholders in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy.
F2 Stock Options that vest in full on the first anniversary of the grant date and which were granted on the date of the Issuer's 2023 Annual Meeting of Stockholders in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy.
F3 These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.