Key facts
- This page summarizes Sam Schlessinger's Form 4 filing for Assertio Holdings, Inc. (ASRT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2022, 16:37.
Sam Schlessinger - 01 Oct 2022 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)
- Reporting relationship
- SVP, General Counsel
- Issuer ticker
- ASRT
- Reported as of
- 01 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2022, 16:37:46 UTC
- Prior SEC filing
- 08 Aug 2022
- Next SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sam Schlessinger
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sam Schlessinger filed Form 4 for Assertio Holdings, Inc. (ASRT) on 04 Oct 2022.
Change
- Previous filing in this sequence was filed on 08 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASRT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +19,404
- Change %
- +91%
- Price
- $0.000000
- Shares after
- 40,802
- Date
- 01 Oct 2022
- Ownership
- Direct
ASRT
transaction
Common Stock
Tax liability
- Transaction value
- $0
- Shares
- -7,205
- Change %
- -18%
- Price
- $0.000000
- Shares after
- 33,597
- Date
- 01 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASRT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -19,404
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 38,808
- Date
- 01 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,404
- Exercise price
- $0.000000
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
Footnote F2
Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
Footnote F3
One-third of these restricted stock units are scheduled to vest on each of October 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
Footnote F4
The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.