Shane E. Cruz - 16 Jun 2021 Form 4 Insider Report for GoHealth, Inc. (GOCO)

Role
Chief Operating Officer
Signature
/s/ Travis J. Matthiesen, Attorney-in-fact
Issuer symbol
GOCO
Transactions as of
16 Jun 2021
Net transactions value
-$702,538
Form type
4
Filing time
21 Jun 2021, 18:26:55 UTC
Previous filing
20 May 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOCO Class A Common Stock Conversion of derivative security +62,500 +67% 155,343 16 Jun 2021 Direct F1
transaction GOCO Class A Common Stock Sale $702,538 -62,500 -40% $11.24 92,843 16 Jun 2021 Direct F2, F3
transaction GOCO Class B Common Stock Conversion of derivative security +62,500 62,500 16 Jun 2021 Direct F4
transaction GOCO Class B Common Stock Other $0 -62,500 -100% $0.000000* 0 16 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GOCO Blizzard Management Feeder LLC Interests Conversion of derivative security -62,500 -3.8% 1,576,690 16 Jun 2021 LLC Interests 62,500 Direct F4, F5
transaction GOCO LLC Interests Conversion of derivative security +62,500 62,500 16 Jun 2021 Class A Common Stock 62,500 Direct F1
transaction GOCO LLC Interests Conversion of derivative security -62,500 -100% 0 16 Jun 2021 Class A Common Stock 62,500 Direct F1
holding GOCO Blizzard Management Feeder LLC Interests 989,643 16 Jun 2021 Class A Common Stock 989,643 By: Shane E. Cruz 2020 Irrevocable Trust dated June 16, 2020 F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.52. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this section.
F4 Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock.
F5 Following the transactions reported herein, 1,243,623 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date.
F6 The Feeder Interests are fully vested and currently exercisable.