Kevin Soulsby - 04 Aug 2023 Form 3 Insider Report for INTEVAC INC

Role: Chief Financial Officer,
Signature: By: Diane Garibaldi For: Kevin Soulsby
Issuer symbol: N/A
Transactions as of: 04 Aug 2023
Net transactions value: $0
Form type: 3
Filing time: 08 Aug 2023, 11:36:40 UTC
Next filing: 18 Aug 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	IVAC	Common Stock						4,619	04 Aug 2023	Direct	F1
holding	IVAC	Common Stock						33,651	04 Aug 2023	by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	IVAC	Non-Qualified Stock Option (right to buy)							04 Aug 2023	Common Stock	2,500	$5.68	Direct
holding	IVAC	Non-Qualified Stock Option (right to buy)							04 Aug 2023	Common Stock	2,500	$12.75	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares includes 4,619 restricted stock units of which 2,606 RSUs vest on 5/15/2024 and 2,013 RSUs vest on 5/15/2025