James P. Moniz - 24 Aug 2022 Form 4 Insider Report for INTEVAC INC

Role: Chief Financial Officer,
Signature: By: Diane Garibaldi For: James Moniz
Issuer symbol: N/A
Transactions as of: 24 Aug 2022
Net transactions value: +$144,000
Form type: 4
Filing time: 25 Aug 2022, 16:19:51 UTC
Previous filing: 19 May 2022
Next filing: 08 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IVAC	Common Stock	Options Exercise	$144,000	+30,000	+13%	$4.80	262,517	24 Aug 2022	Direct
holding	IVAC	Common Stock						10,000	24 Aug 2022	by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	IVAC	Non-Qualified Stock Option (right to buy)	Options Exercise	$0	-30,000	-100%	$0.000000^*	0	24 Aug 2022	Common Stock	30,000	$4.80	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Common Stock acquired upon the exercise of options in an exercise-and-hold transaction.
F2	The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.