James P. Moniz - 08 Feb 2022 Form 4 Insider Report for INTEVAC INC

Role
Chief Financial Officer,
Signature
By: Diane Garibaldi For: James Moniz
Issuer symbol
N/A
Transactions as of
08 Feb 2022
Net transactions value
-$169,800
Form type
4
Filing time
10 Feb 2022, 15:20:52 UTC
Previous filing
20 Jan 2022
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVAC Common Stock Options Exercise $15,447 +2,850 +1.4% $5.42 200,198 08 Feb 2022 Direct
transaction IVAC Common Stock Sale $15,789 -2,850 -1.4% $5.54 197,348 08 Feb 2022 Direct
transaction IVAC Common Stock Options Exercise $147,153 +27,150 +14% $5.42 224,498 09 Feb 2022 Direct
transaction IVAC Common Stock Sale $150,411 -27,150 -12% $5.54 197,348 09 Feb 2022 Direct
holding IVAC Common Stock 10,000 08 Feb 2022 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVAC Non-Qualified Stock Option (right to buy) Options Exercise $15,789 -2,850 -9.5% $5.54 27,150 08 Feb 2022 Common Stock 2,850 $5.42 Direct F1, F2
transaction IVAC Non-Qualified Stock Option (right to buy) Options Exercise $150,411 -27,150 -100% $5.54 0 09 Feb 2022 Common Stock 27,150 $5.42 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options that were exercised and the sales that are reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 11/3/2020
F2 The option will vest and become exercisable in three equal installments upon the Reporting Person's completion of each year of service over the three-year period measured from the grant date.