Thinh Nguyen - 08 Nov 2023 Form 4 Insider Report for Open Lending Corp (LPRO)

Role
Chief Information Officer
Signature
/s/ Matthew Stark, as Attorney-in-Fact
Issuer symbol
LPRO
Transactions as of
08 Nov 2023
Net transactions value
-$3,250
Form type
4
Filing time
13 Nov 2023, 17:15:33 UTC
Previous filing
17 Mar 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPRO Common Stock, par value $0.01 per share Options Exercise $0 +1,934 $0.000000 1,934 08 Nov 2023 Direct F1
transaction LPRO Common Stock, par value $0.01 per share Tax liability $3,250 -549 -28% $5.92 1,385 08 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPRO Restricted Stock Units Options Exercise $0 -1,934 -3.5% $0.000000 52,680 08 Nov 2023 Common Stock, par value $0.01 per share 1,934 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of LPRO common stock.
F2 Each restricted stock unit represents a contingent right to receive one share of LPRO common stock.
F3 These restricted stock units vested on November 8, 2023.