Matthew Rizik - 07 Sep 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Director
Signature
/s/ Elisabeth Gormley, attorney in fact
Issuer symbol
RKT
Transactions as of
07 Sep 2025
Net transactions value
$0
Form type
4
Filing time
10 Mar 2026, 19:18:18 UTC
Previous filing
02 Jul 2025
Next filing
13 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rizik Matthew Director C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT /s/ Elisabeth Gormley, attorney in fact 10 Mar 2026 0001817213

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Options Exercise +14,796 +1.4% 1,053,332 07 Sep 2025 Direct F1
transaction RKT Class A common stock Other -14,796 -1.4% $20.26* 1,038,536 07 Sep 2025 Direct F1
transaction RKT Class A common stock Options Exercise +14,796 +1.4% 1,053,332 07 Mar 2026 Direct F1
transaction RKT Class A common stock Other -14,796 -1.4% $14.95* 1,038,536 07 Mar 2026 Direct F1
holding RKT Class L-1 common stock 1,386,005 07 Sep 2025 Direct
holding RKT Class L-2 common stock 986,005 07 Sep 2025 Direct
holding RKT Class L-1 common stock 675,000 07 Sep 2025 by grantor retained annuity trust (GRAT)
holding RKT Class L-2 common stock 825,000 07 Sep 2025 by grantor retained annuity trust (GRAT)
holding RKT Class L-1 common stock 1,125,000 07 Sep 2025 by grantor retained annuity trust (GRAT) no. 2 F2
holding RKT Class L-2 common stock 1,375,000 07 Sep 2025 by grantor retained annuity trust (GRAT) no. 2 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKT Cash-Settled Restricted Stock Units Options Exercise -14,796 -9.1% $0.000000* 147,548 07 Sep 2025 Class A common stock 14,796 Direct F1
transaction RKT Cash-Settled Restricted Stock Units Options Exercise -14,796 -10% $0.000000* 132,752 07 Mar 2026 Class A common stock 14,796 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.
F2 The Reporting Person is the trustee of the Matthew J. Rizik 2025 GRAT No. 2 (grantor retained annuity trust) and is the sole annuitant of the GRAT.