| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Brown Brian Nicholas | President & Chief Fin Officer | C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT | /s/ Elisabeth Gormley, attorney in fact | 10 Mar 2026 | 0001820672 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RKT | Class A common stock | Award | +367,892 | +38% | $0.000000* | 1,334,365 | 07 Mar 2026 | Direct | F1 | |
| transaction | RKT | Class A common stock | Tax liability | -16,572 | -1.2% | $14.95* | 1,317,793 | 07 Mar 2026 | Direct | F2 | |
| transaction | RKT | Class A common stock | Tax liability | -14,675 | -1.1% | $14.95* | 1,303,118 | 08 Mar 2026 | Direct | F2 | |
| holding | RKT | Class L-1 common stock | 395,777 | 07 Mar 2026 | Direct | ||||||
| holding | RKT | Class L-2 common stock | 395,777 | 07 Mar 2026 | Direct |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. |
| F2 | Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. |