Matthew Rizik - 07 Dec 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Director
Signature
/s/ Elisabeth Gormley, attorney in fact
Issuer symbol
RKT
Transactions as of
07 Dec 2025
Net transactions value
-$93,966
Form type
4
Filing time
09 Dec 2025, 16:42:09 UTC
Previous filing
08 Dec 2025
Next filing
12 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rizik Matthew Director C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT /s/ Elisabeth Gormley, attorney in fact 09 Dec 2025 0001817213

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Award $0 +110,352 +11% $0.000000 1,098,536 07 Dec 2025 Direct F1
transaction RKT Class A common stock Sale $46,950 -2,500 -0.23% $18.78 1,096,036 08 Dec 2025 Direct F2, F3
transaction RKT Class A common stock Sale $47,016 -2,500 -0.23% $18.81 1,093,536 09 Dec 2025 Direct F2, F4
holding RKT Class L-1 common stock 2,511,005 07 Dec 2025 Direct
holding RKT Class L-2 common stock 2,361,005 07 Dec 2025 Direct
holding RKT Class L-1 common stock 675,000 07 Dec 2025 by grantor retained annuity trust (GRAT)
holding RKT Class L-2 common stock 825,000 07 Dec 2025 by grantor retained annuity trust (GRAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKT Cash-Settled Restricted Stock Units Award $0 +73,568 +99% $0.000000 147,548 07 Dec 2025 Class A common stock 73,568 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.
F2 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.