William D. Banfield - Jun 20, 2024 Form 3 Insider Report for Rocket Companies, Inc. (RKT)

Role
Chief Business Officer
Signature
/s/ Tina V. John, attorney in fact
Stock symbol
RKT
Transactions as of
Jun 20, 2024
Transactions value $
$0
Form type
3
Date filed
7/1/2024, 04:05 PM
Next filing
Aug 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RKT Class A common stock 552K Jun 20, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RKT Employee Stock Options (right to buy) Jun 20, 2024 Class A common stock 123K $18.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock held by, and restricted stock units ("RSUs") granted to, the Reporting Person in a transaction exempt under Rule 16b-3. The RSUs will vest with the terms of each grant, subject to the Reporting Person's continued employment on the applicable vesting date.
F2 Represents employee stock options (right to buy) granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The options are fully vested and will expire on August 5, 2030, subject to earlier expiration as a result of termination of the Reporting Person's services to the Issuer.

Remarks:

Exhibit 24.1: Power of Attorney