Matthew Rizik - Mar 28, 2024 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Director
Signature: /s/ Tina V. John, attorney in fact
Stock symbol: RKT
Transactions as of: Mar 28, 2024
Transactions value $: $4,386
Form type: 4
Date filed: 3/29/2024, 04:23 PM
Previous filing: Mar 27, 2024
Next filing: Apr 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Purchase	$4.39K	+301	+0.04%	$14.57	693K	Mar 28, 2024	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).