Nancy Tellem - Jun 13, 2023 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Director
Signature: /s/ Tina V. John, attorney in fact
Stock symbol: RKT
Transactions as of: Jun 13, 2023
Transactions value $: $214,999
Form type: 4
Date filed: 6/15/2023, 04:13 PM
Previous filing: Oct 13, 2022
Next filing: Sep 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Award	$215K	+23.2K	+47.03%	$9.27	72.5K	Jun 13, 2023	Direct	F1
holding	RKT	Class A common stock						35K	Jun 13, 2023	By spouse	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.
F2	Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.

Content

Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.